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Introduction & key terms
Pension Regulator compliance requirements
  • The Role of the Regulator
  • Gathering information
  • Regulation and enforcement action
  • Acting against avoidance
  • Master Trusts
  • Financial Ombudsman Service (FOS)
  • The Pension Ombudsman
  • The Pension Advisory Service (TPAS)
Pension Protection
  • Pension Protection Fund (PPF)
  • Entering the PPF
  • Insolvency events
  • Transfers out within the assessment period
  • Compensation levels
  • Payment of benefits
  • Revalued benefits
  • Total commutation of benefits
  • Financial Assistance Scheme (FAS)
  • Pension Scams
Workplace Pensions
  • Pensions Act 2008
  • Categorisation of workers
  • Postponement
  • Exceptions to auto enrolment
  • Automatically enrol all eligible jobholders
  • Salary Sacrifice
  • Minimum Contributions
  • Paying below the minimum
  • Opting Out
  • Automatic Enrolment Pension Schemes
Pensions & Divorce
  • Introduction
  • Offsetting
  • Earmarking
  • Pension Sharing
Employment law relevant to pensions
  • Age Discretionary Directive
  • UK Legislation – Paid Parental Leave
  • Financial Services and Markets Act (FSMA) 2000
Bankruptcy law and pension assets
  • Impact of bankruptcy
Tests
Return to Solo 3 (RO4) course

Tests

Use the tests below to check your knowledge. A full breakdown of your correct and incorrect answers as well as an explanation will be available after completion. You will also be able to download a PDF of the questions and answers. 

Good Luck!


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